Senior Manager Risk and Compliance - Asset Management

Our client is a well-established international asset management firm with a strong presence across Asia. The company is known for its robust governance framework, strong compliance culture, and commitment to delivering sustainable investment performance. This is an excellent opportunity to join a dynamic and collaborative environment with regional exposure.

What You’ll Do

As a Senior Manager / Manager, Risk & Compliance, you will play a key role in ensuring the company’s operations adhere to regulatory requirements and internal policies, particularly in relation to investment activities. Your responsibilities will include:

• Conduct ongoing and periodic compliance monitoring in line with the Compliance Monitoring Plan to ensure adherence to regulatory requirements and internal policies
• Perform daily investment compliance monitoring through systems and reports, coordinating with internal stakeholders, custodians, and regulators
• Review, update, and implement investment rules and limits in collaboration with the Investment team and regional rule coding team
• Monitor and report AML transactions, ensuring timely escalation of suspicious activities
• Support regulatory reporting and liaise with local authorities and supervisory bodies
• Identify and assess risks, maintain risk registers, and support risk monitoring and reporting activities
• Develop and update compliance policies, procedures, and frameworks in line with group standards and local regulations
• Deliver compliance training and promote a strong compliance culture across the organization
• Support the Head of Risk & Compliance in audits, inspections, and reporting to regional and global stakeholders

What You’ll Need

To succeed in this role, you should have:

• A degree in Accounting, Auditing, Finance, or a related field
• At least 7–10 years of experience in Risk and/or Compliance within financial services (e.g. asset management, securities, banking, or insurance)
• Proven experience in compliance monitoring, regulatory reporting, and risk management frameworks
• Exposure to investment-related activities or asset management operations is highly preferred
• Strong understanding of regulatory requirements and compliance practices in Vietnam
• Excellent analytical and problem-solving skills, with the ability to interpret and apply regulations effectively
• Strong stakeholder management and influencing skills, with a business-oriented mindset
• Good communication skills in both English and Vietnamese

What Sets This Company Apart

• Opportunity to join a reputable international asset management firm with strong regional presence
• Exposure to investment compliance and cross-border operations
• Collaborative and professional working environment with a strong emphasis on governance and ethics
• Clear career progression within a structured and well-governed organization

What’s Next

If you are ready to take the next step in your career and explore an opportunity within a leading asset management firm, please apply today or contact us for a confidential discussion.

Due to the high volume of applications we are experiencing, our team will only be in touch with you if your application is shortlisted.